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Compliance

​The financial services sector in South Africa has strict legislation in place to ensure product reliability and regulatory compliance on the part of Financial Services Providers.

At Houston-Brown and Associates, we prioritize stringent compliance processes to ensure the protection of our clients and uphold high business standards. Our commitment to compliance with legislation means we always operate with due skill, care, and diligence. To uphold these standards, we have established internal policies and procedures aimed at preventing and detecting any breaches of applicable laws, rules, and ethical standards by our employees.

Policy Documents

Compliance Officer

MASTHEAD

Sharren Bhagwandin

(011) 602-0200

www.masthead.co.za

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